The Summit Companies

Summit Equities, Inc.


Summit Equities houses an experienced staff of portfolio design, investment managers and strategists, and options and equities trading professionals.

It is not affiliated with any one particular investment company. Due to its premier status in the industry and its satisfied client relationships, Summit Equities has been able to develop strategic alliances within the financial service arena making it possible for clients to have access to some of the most successful money managers available from the universe of Retail Mutual Funds, Institutional Money Management Programs and Private Money Managers. Summit Equities focuses on developing intelligent strategies, using open architecture, to offer clients portfolio solutions specifically geared to meet their particular situation and goals.

Summit Financial Resources, Inc. was founded by a team of senior financial services professionals in 1982. Since then, it has grown from 4 original partners to over 250 professionals and support staff and has become one of the preeminent independent financial planning firms in the country.

The firm, which continues to be privately owned, has retained many of its original employees. It has also made one of the most significant investments in intellectual capital of any firm in our business.

In addition to personnel, such as estate and tax specialists, investment, trading and portfolio strategists and financial planning specialists, Summit’s commitment to fully servicing our clients with the most comprehensive, sophisticated Financial Planning, money management and insurance services necessitated the development of affiliated firms and business entities capable of offering the specialized services that assist in the implementation and servicing of each client’s financial plan.

As examples, today Summit houses our own Broker-Dealer, Investment Advisor, and Compliance department, showcasing specific strategies for prominent sports stars and celebrities, non-profit organizations, portfolio/equities management, and wealth counseling that helps clients make a difference in their communities. The Summit Companies include:

Summit Financial Resources, Inc.

Personal & Business Financial Planning

Through comprehensive analysis of present position and an evaluation of your goals and objectives, we develop a plan for clients utilizing cutting edge strategies. A four-disciplined approach to financial planning (that combines expertise in taxation, ac-counting, investments and insurance) assures clients will receive a coordinated and comprehensive set of solutions to financial problems faced by successful individuals today.

Summit Risk Management

Wealth Preservation through Risk Management

Recognizing that the purpose of investments is to create wealth, Summit Risk Management seeks to complement investments by being committed to preserving that wealth. This is accomplished by providing access to a great variety of highly competitive insurance companies and products. With no one particular affiliation, Summit Risk Management is able to search the market to find the most appropriate products and benefit programs for its clients. With preservation of wealth and protection its objectives, Summit Risk Management provides a much needed valuable service for wealthy clients.